# Rocky Brands, INC. 401(k) Plan
Source: https://planprovider.pro/companies/rocky-brands-inc-401k-plan

> Rocky Brands, INC.'s 401(k) plan: 490 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Rocky Brands, INC.

- **Sponsor EIN:** 311364046

- **Sponsor Address:** 39 EAST CANAL STREET, NELSONVILLE, OH, 45764

- **Plan Type:** 401(k)

- **Total Participants:** 490

- **Total Assets:** $40.9M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|490|$40.9M|$1.3M|$2.2M|

| 2023|471|$39.9M|$1.5M|$2.4M|

| 2022|575|$38.0M|$1.7M|$2.7M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| SCHWAB RETIREMENT PLAN SERVICES INC|NONE|$74,370|—|$74,370|

| EVERHART FINANCIAL GROUP INC|NONE|$8,950|—|$8,950|

| GBQ PARTNERS|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [SCHWAB RETIREMENT PLAN SERVICES INC](https://planprovider.pro/provider/charles-schwab-and-co-inc) — NONE

- [EVERHART FINANCIAL GROUP INC](https://planprovider.pro/provider/everhart-advisors) — NONE

- [GBQ PARTNERS](https://planprovider.pro/provider/gbq-partners-llc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $83,320

- **Estimated Expense Ratio:** 0.204% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$83,321|$23,409|—|—|—|

| 2023|$73,398|$14,117|—|—|—|

| 2022|$80,611|—|—|—|—|

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