# Rockwood Capital, LLC 401(k) Plan
Source: https://planprovider.pro/companies/rockwood-capital-llc-401k-plan

> Rockwood Capital, LLC's 401(k) plan: 80 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Rockwood Capital, LLC

- **Sponsor EIN:** 204855911

- **Sponsor Address:** 50 CALIFORNIA STREET, 30TH FLOOR, SAN FRANCISCO, CA, 94111

- **Plan Type:** 401(k)

- **Total Participants:** 80

- **Total Assets:** $61.1M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|80|$61.1M|$1.2M|$1.7M|

| 2023|86|$50.9M|$1.2M|$1.5M|

| 2022|88|$45.2M|$1.1M|$1.4M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| GLOBAL RETIREMENT PARTNERS LLC|INVESTMENT ADVISOR|$50,000|—|$50,000|

| EMPOWER ANNUITY INSURANCE CO.|RECORDKEEPER|$46,748|—|$46,748|

| EMPOWER ADVISORY GROUP, LLC|INVESTMENT MANAGEMENT|$26,533|—|$26,533|

| CALIFORNIA RETIREMENT PLANS, INC.|THIRD PARTY ADMIN|$730|$10,000|$10,730|

| FRANK, RIMERMAN & CO. LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [GLOBAL RETIREMENT PARTNERS LLC](https://planprovider.pro/provider/global-retirement-partners-llc) — INVESTMENT ADVISOR

- [FRANK, RIMERMAN & CO. LLP](https://planprovider.pro/provider/frank-rimerman-and-co-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $134,011

- **Estimated Expense Ratio:** 0.219% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$109,911|—|—|—|—|

| 2023|$96,243|—|$93,108|—|—|

| 2022|$98,858|—|$98,708|—|$150|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/rockwood-capital-llc-401k-plan)

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