# Rocket Lab Usa INC. 401(k) Plan
Source: https://planprovider.pro/companies/rocket-lab-usa-inc-401k-plan-001

> Rocket Lab Usa INC.'s 401(k) plan: 1,240 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Rocket Lab Usa INC.

- **Sponsor EIN:** 981550340

- **Sponsor Address:** 3881 MCGOWEN ST., LONG BEACH, CA, 90808

- **Plan Type:** 401(k)

- **Total Participants:** 1,240

- **Total Assets:** $62.0M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|1,240|$62.0M|$2.2M|$8.9M|

| 2023|922|$49.5M|$1.8M|$4.4M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| FIDELITY INVESTMENTS INSTITUTIONAL|RECORDKEEPER|$56,551|—|$56,551|

| MARCUM LLP|ACCOUNTANT/AUDITOR|$34,505|—|$34,505|

| CBIZ CPAS P.C.|Auditor|$34,505|—|$34,505|

| STRATEGIC ADVISORS, INC.|ADVISOR|$5,731|—|$5,731|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FIDELITY INVESTMENTS INSTITUTIONAL](https://planprovider.pro/provider/fidelity-investments) — RECORDKEEPER

- [STRATEGIC ADVISORS, INC.](https://planprovider.pro/provider/creative-planning) — ADVISOR

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $131,292

- **Estimated Expense Ratio:** 0.212% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$96,787|$5,731|$1,500|$34,505|—|

| 2023|$102,326|$4,623|—|—|—|

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