# Rochester Midland Corporation 401(k) Plan
Source: https://planprovider.pro/companies/rochester-midland-corporation-401k-plan

> Rochester Midland Corporation's 401(k) plan: 281 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Rochester Midland Corporation

- **Sponsor EIN:** 160612150

- **Sponsor Address:** 155 PARAGON DRIVE, ROCHESTER, NY, 14624

- **Plan Type:** 401(k)

- **Total Participants:** 281

- **Total Assets:** $28.4M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|281|$28.4M|$96,848|$1.8M|

| 2023|322|$30.9M|$107,076|$1.7M|

| 2022|305|$23.8M|$101,985|$1.6M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| STIFEL NICOLAUS|INVESTMENT/FINANCIAL ADVI|$25,017|—|$25,017|

| ADP, INC.|RECORD KEEPER|$14,610|—|$14,610|

| DAVIE KAPLAN CPA P.C.|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [STIFEL NICOLAUS](https://planprovider.pro/provider/stifel-nicolaus-and-company-incorporated) — INVESTMENT/FINANCIAL ADVI

- [ADP, INC.](https://planprovider.pro/provider/adp-retirement-services) — RECORD KEEPER

- [DAVIE KAPLAN CPA P.C.](https://planprovider.pro/provider/davie-kaplan-cpa-pc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $39,627

- **Estimated Expense Ratio:** 0.140% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$39,627|$25,017|—|—|—|

| 2023|$35,216|$25,000|—|—|—|

| 2022|$32,057|—|—|—|—|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/rochester-midland-corporation-401k-plan)

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