# Rochester Management, INC. 401(k) Plan
Source: https://planprovider.pro/companies/rochester-management-inc-401k-plan

> Rochester Management, INC.'s 401(k) plan: 133 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Rochester Management, INC.

- **Sponsor EIN:** 161556654

- **Sponsor Address:** 249 NORTON VILLAGE LANE, ROCHESTER, NY, 14609

- **Plan Type:** 401(k)

- **Total Participants:** 133

- **Total Assets:** $9.3M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|133|$9.3M|$206,338|$479,405|

| 2023|118|$10.5M|$169,494|$434,468|

| 2022|0|$10.5M|$178,505|$471,303|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| MERRILL LYNCH PIERCE FENNER & SMITH|INVESTMENT ADVISOR|$17,396|—|$17,396|

| EMPOWER LIFE & ANNUITY INSURANCE CO|RECORDKEEPER|$8,365|—|$8,365|

| BONADIO & CO|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [BONADIO & CO](https://planprovider.pro/provider/bonadio-and-co-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $25,761

- **Estimated Expense Ratio:** 0.276% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$25,761|$17,396|—|—|—|

| 2023|$34,971|$26,883|—|—|—|

| 2022|$22,731|—|$22,731|—|—|

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