# Robert A. Bothman, INC. 401(k) Plan
Source: https://planprovider.pro/companies/robert-a-bothman-inc-401k-plan

> Robert A. Bothman, INC.'s 401(k) plan: 90 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Robert A. Bothman, INC.

- **Sponsor EIN:** 942549328

- **Sponsor Address:** 2690 SCOTT BLVD., SANTA CLARA, CA, 95050

- **Plan Type:** 401(k)

- **Total Participants:** 90

- **Total Assets:** $21.9M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|90|$21.9M|$412,203|$813,976|

| 2023|73|$19.3M|$374,532|$761,430|

| 2022|91|$15.8M|$330,641|$662,996|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| SAGEVIEW ADVISORY GROUP, LLC|INVESTMENT ADVISOR|$38,024|—|$38,024|

| EMPOWER ANNUITY INSURANCE COMPANY|RECORDKEEPER|$8,956|—|$8,956|

| JOHNSTON, GREMAUX & ROSSI, LLP|Auditor|$96|—|$96|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [JOHNSTON, GREMAUX & ROSSI, LLP](https://planprovider.pro/provider/johnston-gremaux-and-rossi-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $47,076

- **Estimated Expense Ratio:** 0.215% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$47,076|$38,024|—|$96|—|

| 2023|$38,261|$34,936|—|—|—|

| 2022|$45,077|—|$45,077|—|—|

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