# River Valley Bancorporation, INC. 401(k) Plan
Source: https://planprovider.pro/companies/river-valley-bancorporation-inc-401k-plan

> River Valley Bancorporation, INC.'s 401(k) plan: 243 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** River Valley Bancorporation, INC.

- **Sponsor EIN:** 391440245

- **Sponsor Address:** 327 NORTH 17TH AVE, WAUSAU, WI, 54401

- **Plan Type:** 401(k)

- **Total Participants:** 243

- **Total Assets:** $31.4M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|243|$31.4M|$695,920|$1.9M|

| 2023|240|$29.8M|$700,425|$1.9M|

| 2022|270|$24.7M|$523,349|$1.7M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| FIDELITY INVESTMENTS INSTITUTIONAL|RECORDKEEPER|$42,867|—|$42,867|

| HAYS FINANCIAL GROUP, LLC|CONSULTANT|$6,700|—|$6,700|

| HAWKINS ASH CPAS LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FIDELITY INVESTMENTS INSTITUTIONAL](https://planprovider.pro/provider/fidelity-investments) — RECORDKEEPER

- [HAYS FINANCIAL GROUP, LLC](https://planprovider.pro/provider/hays-financial-group-llc) — CONSULTANT

- [HAWKINS ASH CPAS LLP](https://planprovider.pro/provider/hawkins-ash-cpas-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $49,567

- **Estimated Expense Ratio:** 0.158% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$53,424|$3,857|—|—|—|

| 2023|$40,737|$3,184|—|—|—|

| 2022|$61,038|—|—|—|—|

## Similar Plans

- [Lake Ridge Bancorp, INC.](https://planprovider.pro/companies/lake-ridge-bancorp-inc-401k-plan) — 312 participants

- [Bank Five Nine](https://planprovider.pro/companies/bank-five-nine-401k-plan) — 331 participants

- [First Business Financial Services](https://planprovider.pro/companies/first-business-financial-services-401k-plan) — 344 participants

- [Tri City Bankshares Corporation](https://planprovider.pro/companies/tri-city-bankshares-corporation-401k-plan-001) — 345 participants

- [Tri City Bankshares Corporation](https://planprovider.pro/companies/tri-city-bankshares-corporation-401k-plan) — 345 participants

- [First Mid Bancshares, INC.](https://planprovider.pro/companies/first-mid-bancshares-inc-401k-plan-004) — 358 participants

[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/river-valley-bancorporation-inc-401k-plan)

© 2026 PlanProvider.Pro