# Risi, INC. 401(k) Plan
Source: https://planprovider.pro/companies/risi-inc-401k-plan

> Risi, INC.'s 401(k) plan: 154 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Risi, INC.

- **Sponsor EIN:** 510396095

- **Sponsor Address:** 1 VAN DE GRAAF DRIVE, BURLINGTON, MA, 01803

- **Plan Type:** 401(k)

- **Total Participants:** 154

- **Total Assets:** $34.0M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|154|$34.0M|$496,599|$2.1M|

| 2023|153|$30.4M|$409,314|$1.7M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| FIDELITY INVESTMENTS INSTITUTIONAL|RECORDKEEPER|$32,002|—|$32,002|

| UBS FINANCIAL SERVICES INC|ADVISOR|$30,023|—|$30,023|

| PENSION ASSURANCE LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FIDELITY INVESTMENTS INSTITUTIONAL](https://planprovider.pro/provider/fidelity-investments) — RECORDKEEPER

- [UBS FINANCIAL SERVICES INC](https://planprovider.pro/provider/aspire-financial-services) — ADVISOR

- [PENSION ASSURANCE LLP](https://planprovider.pro/provider/pension-assurance-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $62,025

- **Estimated Expense Ratio:** 0.183% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$64,148|$32,146|—|—|—|

| 2023|$38,340|$18,741|—|—|—|

## Similar Plans

- [Energy Services Group, LLC.](https://planprovider.pro/companies/energy-services-group-llc-401k-plan) — 146 participants

- [Stax, LLC](https://planprovider.pro/companies/stax-llc-plan) — 131 participants

- [Pubmark, INC.](https://planprovider.pro/companies/pubmark-inc-401k-plan) — 104 participants

- [Power Advocate, INC.](https://planprovider.pro/companies/power-advocate-inc-plan-001) — 210 participants

- [Digilant, INC.](https://planprovider.pro/companies/digilant-inc-401k-plan) — 88 participants

- [Invaluable LLC](https://planprovider.pro/companies/invaluable-llc-plan) — 61 participants

[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/risi-inc-401k-plan)

© 2026 PlanProvider.Pro