# Riot Platforms, INC. 401(k) Plan
Source: https://planprovider.pro/companies/riot-blockchain-inc-401k-plan

> Riot Platforms, INC.'s 401(k) plan: 646 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Riot Platforms, INC.

- **Sponsor EIN:** 841553387

- **Sponsor Address:** 3855 AMBROSIA STREET, CASTLE ROCK, CO, 80109

- **Plan Type:** 401(k)

- **Total Participants:** 646

- **Total Assets:** $14.9M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|646|$14.9M|$1.6M|$2.3M|

| 2023|628|$10.2M|$931,863|$1.7M|

| 2022|250|$244,649|$80,431|$164,195|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| VOYA RETIREMENT INSURANCE & ANNUITY|RECORDKEEPER|$68,640|—|$68,640|

| MORGAN STANELY SMITH BARNEY LLC|SERVICE PROVIDER|—|$32,793|$32,793|

| VOYA RETIREMENT ADVISORS LLC|INVESTMENT ADVISORY|$7,558|—|$7,558|

| ASCENSUS C/O FUTUREPLAN|TPA|—|$5,358|$5,358|

| BROCK & COMPANY CPAS P.C.|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [MORGAN STANELY SMITH BARNEY LLC](https://planprovider.pro/provider/morgan-stanley) — SERVICE PROVIDER

- [BROCK & COMPANY CPAS P.C.](https://planprovider.pro/provider/brock-and-company-cpas-pc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $114,349

- **Estimated Expense Ratio:** 0.767% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$76,198|$7,558|—|—|—|

| 2023|$39,160|—|—|—|—|

| 2022|$125|—|$125|—|—|

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