# Rick Case Enterprises, INC. 401(k) Plan
Source: https://planprovider.pro/companies/rick-case-enterprises-inc-401k-plan

> Rick Case Enterprises, INC.'s 401(k) plan: 1,251 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Rick Case Enterprises, INC.

- **Sponsor EIN:** 311172396

- **Sponsor Address:** 14500 WEST SUNRISE BLVD, SUNRISE, FL, 333233212

- **Plan Type:** 401(k)

- **Total Participants:** 1,251

- **Total Assets:** $35.2M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|1,251|$35.2M|$527,731|$4.7M|

| 2023|1,277|$30.6M|$558,625|$4.4M|

| 2022|1,244|$24.4M|$4.1M|$240,268|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| PRINCIPAL LIFE INSURANCE COMPANY|CONTRACT ADMINISTRATOR|$124,727|—|$124,727|

| UBS FINANCIAL SERVICES INC|INVESTMENT ADVISORY|—|$32,918|$32,918|

| HENDERSON, HUTCHERSON, & MCCULLOUGH|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [UBS FINANCIAL SERVICES INC](https://planprovider.pro/provider/aspire-financial-services) — INVESTMENT ADVISORY

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $157,645

- **Estimated Expense Ratio:** 0.448% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$124,727|—|$124,727|—|—|

| 2023|$99,889|—|$99,889|—|—|

| 2022|$121,342|—|$121,342|—|—|

## Similar Plans

- [Drj Investments, INC. Dba Don Jenkins Auto Group](https://planprovider.pro/companies/drj-investments-inc-d-b-a-don-401k-plan) — 1,246 participants

- [Gettel Automotive, INC.](https://planprovider.pro/companies/gettel-automotive-inc-401k-plan) — 1,232 participants

- [Crown Auto Dealerships, INC.](https://planprovider.pro/companies/crown-auto-dealerships-inc-401k-plan) — 1,273 participants

- [Miami Automotive Retail, INC.](https://planprovider.pro/companies/miami-automotive-retail-inc-401k-plan) — 959 participants

- [Phil Smith Management, INC. Dba Phil Smith Automotive Group](https://planprovider.pro/companies/phil-smith-management-inc-dba-phil-smith-automotive-group-401k-plan) — 894 participants

- [Mullinax Ford](https://planprovider.pro/companies/mullinax-ford-401k-plan) — 862 participants

[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/rick-case-enterprises-inc-401k-plan)

© 2026 PlanProvider.Pro