# Rhumbline Advisers Corp. 401(k) Plan
Source: https://planprovider.pro/companies/rhumbline-advisers-corp-046793528-001

> Rhumbline Advisers Corp.'s 401(k) plan: 0 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Rhumbline Advisers Corp.

- **Sponsor EIN:** 046793528

- **Sponsor Address:** 2323 GRAND BLVD. 5TH FLOOR, KANSAS CITY, MO, 64108

- **Plan Type:** 401(k)

- **Plan Number:** 001

- **Total Participants:** 0

- **Total Assets:** $391.5M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|0|$391.5M|$0|$0|

| 2023|0|$362.6M|$0|$0|

| 2022|0|$306.1M|$0|$0|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| STATE STREET BANK & TRUST|Custodian / Trustee|$44,408|—|$44,408|

| JEFFERIES + COMPANY INC.|Other Service Provider|—|$9,013|$9,013|

| INVESTMENT TECHNOLOGY GROUP INC.|Other Service Provider|—|$8,587|$8,587|

| PENSERRA SECURITIES|Other Service Provider|—|$7,597|$7,597|

| WOLF & COMPANY, P.C.|Auditor|$5,961|—|$5,961|

| LIQUIDNET INC.|Other Service Provider|—|$5,840|$5,840|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $81,406

- **Estimated Expense Ratio:** 0.021% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$57,076|$3,415|—|$5,961|—|

| 2023|$45,452|$2,110|—|$3,441|—|

| 2022|$47,242|—|—|—|$2,812|

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