# Regal Ware, INC. 401(k) Plan
Source: https://planprovider.pro/companies/regal-ware-inc-710678746-024

> Regal Ware, INC.'s 401(k) plan: 0 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Regal Ware, INC.

- **Sponsor EIN:** 710678746

- **Sponsor Address:** 11270 WEST PARK PLACE, MILWAUKEE, WI, 53224

- **Plan Type:** 401(k)

- **Plan Number:** 024

- **Total Participants:** 0

- **Total Assets:** $40.2M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|0|$40.2M|$0|$1.4M|

| 2023|0|$41.7M|$520,587|$1.5M|

| 2022|0|$41.8M|$691,165|$1.6M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| FRANCIS INVESTMENT COUNSEL|Investment Advisor|$83,032|—|$83,032|

| NEWPORT GROUP, INC.|Recordkeeper|$63,357|—|$63,357|

| NEWPORT TRUST COMPANY|Custodian / Trustee|$16,000|—|$16,000|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FRANCIS INVESTMENT COUNSEL](https://planprovider.pro/provider/francis-llc) — Investment Advisor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $162,389

- **Estimated Expense Ratio:** 0.404% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$162,389|$83,032|$47,317|—|—|

| 2023|$153,156|$69,818|$55,608|—|—|

| 2022|$168,899|$69,695|$85,357|—|$13,847|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/regal-ware-inc-710678746-024)

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