# Red Rocks Capital Holdings, LLC 401(k) Plan
Source: https://planprovider.pro/companies/red-rocks-capital-holdings-llc-401k-plan

> Red Rocks Capital Holdings, LLC's 401(k) plan: 0 participants, plan year 2022 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2022.

## Plan Snapshot

- **Plan Sponsor:** Red Rocks Capital Holdings, LLC

- **Sponsor EIN:** 831554516

- **Sponsor Address:** 8225 N. VALLEY HIGHWAY, THORNTON, CO, 80221

- **Plan Type:** 401(k)

- **Total Participants:** 0

- **Total Assets:** $0

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2023|0|$0|$60,472|$180,279|

| 2022|145|$1.1M|$79,394|$276,939|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| TRANSAMERICA FINANCIAL LIFE INS CO|RECORD KEEPER|$11,902|—|$11,902|

| TAG RESOURCES, LLC|RECORD KEEPER|$7,574|—|$7,574|

| COULTER & JUSTUS|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [TRANSAMERICA FINANCIAL LIFE INS CO](https://planprovider.pro/provider/transamerica) — RECORD KEEPER

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $19,476

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2023|—|—|—|—|—|

| 2022|$19,476|—|$19,476|—|—|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/red-rocks-capital-holdings-llc-401k-plan)

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