# Rainwater, Holt & Sexton, P.A. 401(k) Plan
Source: https://planprovider.pro/companies/rainwater-holt-sexton-p-a-plan-001

> Rainwater, Holt & Sexton, P.A.'s 401(k) plan: 206 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Rainwater, Holt & Sexton, P.A.

- **Sponsor EIN:** 710685288

- **Sponsor Address:** 801 TECHNOLOGY DRIVE, LITTLE ROCK, AR, 72223

- **Plan Type:** 401(k)

- **Total Participants:** 206

- **Total Assets:** $13.0M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|206|$13.0M|$457,969|$737,109|

| 2023|151|$10.2M|$399,937|$594,049|

| 2022|40|$6.7M|$156,066|$275,886|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| BANK OF OZARKS|ADVISOR|$84,209|—|$84,209|

| NEWPORT GROUP, INC.|RECORDKEEPER|$13,294|—|$13,294|

| ERWIN AND COMPANY, P. A.|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [ERWIN AND COMPANY, P. A.](https://planprovider.pro/provider/erwin-and-company) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $97,503

- **Estimated Expense Ratio:** 0.752% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$97,503|$84,209|$4,520|—|—|

| 2023|—|—|—|—|—|

| 2022|—|—|—|—|—|

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