# Rafael Rivera, Jr., D.D.S., P.L.L.C. 401(k) Plan
Source: https://planprovider.pro/companies/rafael-rivera-jr-d-d-s-p-l-l-c-401k-plan

> Rafael Rivera, Jr., D.D.S., P.L.L.C.'s 401(k) plan: 227 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Rafael Rivera, Jr., D.D.S., P.L.L.C.

- **Sponsor EIN:** 261995249

- **Sponsor Address:** 3340 ROBINWOOD RD., GASTONIA, NC, 28054

- **Plan Type:** 401(k)

- **Total Participants:** 227

- **Total Assets:** $4.7M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|227|$4.7M|$423,080|$810,984|

| 2023|211|$3.2M|$396,573|$771,629|

| 2022|198|$1.7M|$389,986|$682,239|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| PARSONS CPA, PLLC|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [PARSONS CPA, PLLC](https://planprovider.pro/provider/parsons-cpa-pllc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $0

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$19,273|$19,273|—|—|—|

| 2023|$11,223|$11,223|—|—|—|

| 2022|$6,673|$6,673|—|—|—|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/rafael-rivera-jr-d-d-s-p-l-l-c-401k-plan)

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