# Provident Funding Associates, L.P. 401(k) Plan
Source: https://planprovider.pro/companies/provident-funding-associates-l-p-401k-plan

> Provident Funding Associates, L.P.'s 401(k) plan: 376 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Provident Funding Associates, L.P.

- **Sponsor EIN:** 770323586

- **Sponsor Address:** 1235 NORTH DUTTON AVENUE, SUITE E, SANTA ROSA, CA, 95401

- **Plan Type:** 401(k)

- **Total Participants:** 376

- **Total Assets:** $36.2M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|376|$36.2M|$0|$2.1M|

| 2023|379|$31.3M|$0|$2.1M|

| 2022|397|$24.9M|$0|$2.3M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| CETERA INVESTMENT ADVISERS LLC|INVESTMENT ADVISOR|$25,137|—|$25,137|

| EMPOWER ANNUITY INSURANCE COMPANY|RECORDKEEPER|$13,799|—|$13,799|

| CETERA ADVISORS LLC|INVESTMENT ADVISOR|$11,477|—|$11,477|

| FRANK RIMERMAN & CO LLP|AUDITOR|$10,000|—|$10,000|

| FRANK, RIMERMAN & CO LLP|Auditor|$10,000|—|$10,000|

| EMPOWER ADVISORY GROUP, LLC|INVESTMENT MGMT|$9,954|—|$9,954|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FRANK, RIMERMAN & CO LLP](https://planprovider.pro/provider/frank-rimerman-and-co-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $80,367

- **Estimated Expense Ratio:** 0.222% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$70,367|$46,568|—|$10,000|—|

| 2023|$64,146|$39,003|—|$13,650|—|

| 2022|$29,896|—|$29,896|—|—|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/provident-funding-associates-l-p-401k-plan)

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