# Prospect Waterbury, INC. DB Plan
Source: https://planprovider.pro/companies/prospect-waterbury-inc-plan

> Prospect Waterbury, INC.'s DB plan: 317 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Prospect Waterbury, INC.

- **Sponsor EIN:** 812181470

- **Sponsor Address:** 64 ROBBINS STREET, WATERBURY, CT, 06721

- **Plan Type:** DB

- **Total Participants:** 317

- **Total Assets:** $21.0M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|317|$21.0M|$824,346|$0|

| 2023|319|$21.9M|$727,770|$0|

| 2022|346|$22.5M|$2.0M|$0|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| PRINCIPAL LIFE INSURANCE COMPANY|CONTRACT ADMINISTRATOR|$195,258|—|$195,258|

| BDO|ACCOUNTANT|$52,624|—|$52,624|

| GROOM LAW GROUP, CHARTERED|LEGAL|$23,319|—|$23,319|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [BDO](https://planprovider.pro/provider/bdo-usa-pc) — ACCOUNTANT

- [GROOM LAW GROUP, CHARTERED](https://planprovider.pro/provider/groom-law-group) — LEGAL

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $271,201

- **Estimated Expense Ratio:** 1.289% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$908,510|—|$195,258|$52,624|—|

| 2023|$878,342|—|$209,190|—|—|

| 2022|$787,986|—|$164,242|—|—|

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