# Proofpoint, INC 401(k) Plan
Source: https://planprovider.pro/companies/proofpoint-inc-401k-plan

> Proofpoint, INC's 401(k) plan: 2,793 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Proofpoint, INC

- **Sponsor EIN:** 510414846

- **Sponsor Address:** 925 W. MAUDE AVENUE, SUNNYVALE, CA, 94085

- **Plan Type:** 401(k)

- **Total Participants:** 2,793

- **Total Assets:** $438.2M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|2,793|$438.2M|$3.5M|$48.3M|

| 2023|2,843|$353.1M|$3.1M|$47.2M|

| 2022|2,821|$256.9M|$3.5M|$42.3M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| MOSS ADAMS|ACCOUNTANT/AUDITOR|$30,975|—|$30,975|

| BAKER TILLY US, LLP|Auditor|$30,975|—|$30,975|

| STRATEGIC ADVISORS, INC.|ADVISOR|$11,782|—|$11,782|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [BAKER TILLY US, LLP](https://planprovider.pro/provider/baker-tilly-us-llp) — Auditor

- [STRATEGIC ADVISORS, INC.](https://planprovider.pro/provider/creative-planning) — ADVISOR

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $73,732

- **Estimated Expense Ratio:** 0.017% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|-$22,559|$11,782|$600|$30,975|—|

| 2023|-$8,965|$360|—|$27,000|—|

| 2022|$32,237|—|—|—|—|

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