# Principles, INC. 403(b) Plan
Source: https://planprovider.pro/companies/principles-inc-403b-plan

> Principles, INC.'s 403(b) plan: 162 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Principles, INC.

- **Sponsor EIN:** 952769659

- **Sponsor Address:** 1680 N. FAIR OAKS AVE., PASADENA, CA, 91103

- **Plan Type:** 403(b)

- **Total Participants:** 162

- **Total Assets:** $8.9M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** Yes

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|162|$8.9M|$643,819|$832,639|

| 2023|158|$7.1M|$599,033|$789,418|

| 2022|150|$5.5M|$408,024|$778,175|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| STERN, KORY, SREDEN & MORGAN|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [STERN, KORY, SREDEN & MORGAN](https://planprovider.pro/provider/stern-kory-sreden-and-morgan) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $0

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$9,311|—|$9,311|—|—|

| 2023|$6,189|—|$6,189|—|—|

| 2022|$3,231|—|$3,231|—|—|

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