# Principle Usa, INC. 401(k) Plan
Source: https://planprovider.pro/companies/principle-usa-inc-401k-plan

> Principle Usa, INC.'s 401(k) plan: 95 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Principle Usa, INC.

- **Sponsor EIN:** 261849187

- **Sponsor Address:** 2160 LAKESIDE CENTRE WAY, KNOXVILLE, TN, 37922

- **Plan Type:** 401(k)

- **Total Participants:** 95

- **Total Assets:** $5.4M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|95|$5.4M|$106,368|$675,856|

| 2023|83|$5.0M|$0|$582,450|

| 2022|88|$4.4M|$42|$600,181|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| COULTER & JUSTUS, PC|Auditor|—|—|$0|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $0

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$19,838|$4,243|$15,595|—|—|

| 2023|$27,406|$3,514|$23,892|—|—|

| 2022|$39,551|$4,005|$35,546|—|—|

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