# Principle 401(k) Plan
Source: https://planprovider.pro/companies/principle-401k-plan

> Principle's 401(k) plan: 416 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Principle

- **Sponsor EIN:** 465664401

- **Sponsor Address:** 153 TREELINE PARK SUITE 100, SAN ANTONIO, TX, 78209

- **Plan Type:** 401(k)

- **Total Participants:** 416

- **Total Assets:** $12.1M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|416|$12.1M|$208,852|$1.5M|

| 2023|383|$10.3M|$186,261|$1.4M|

| 2022|385|$8.0M|$197,363|$1.4M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| EMPOWER ANNUITY INSURANCE COMPANY O|RECORDKEEPER|$54,451|—|$54,451|

| THE AMERICAN AUDITORS GROUP LLC|AUDITOR|$6,000|—|$6,000|

| THE AMERICAN AUDITORS GROUP, LLC|Auditor|$6,000|—|$6,000|

| EMPOWER ADVISORY GROUP, LLC|INVESTMENT MGMT|$5,629|—|$5,629|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [THE AMERICAN AUDITORS GROUP, LLC](https://planprovider.pro/provider/the-american-auditors-group-llc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $72,080

- **Estimated Expense Ratio:** 0.594% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$66,080|$5,629|—|$6,000|—|

| 2023|$56,623|$4,630|—|$9,000|—|

| 2022|$39,332|—|$39,332|—|—|

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