# Potbelly Sandwich Works, LLC 401(k) Plan
Source: https://planprovider.pro/companies/potbelly-sandwich-works-llc-401k-plan

> Potbelly Sandwich Works, LLC's 401(k) plan: 5,024 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Potbelly Sandwich Works, LLC

- **Sponsor EIN:** 364063453

- **Sponsor Address:** 680 NORTH LAKE SHORE DRIVE, CHICAGO, IL, 60611

- **Plan Type:** 401(k)

- **Total Participants:** 5,024

- **Total Assets:** $22.4M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|5,024|$22.4M|$1.2M|$2.6M|

| 2023|4,643|$19.3M|$677,456|$1.8M|

| 2022|6,219|$15.7M|$501,926|$1.8M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| FIDELITY INVESTMENTS INSTITUTIONAL|RECORDKEEPER|$77,805|—|$77,805|

| CROWE LLP|ACCOUNTANT/AUDITOR|$45,675|—|$45,675|

| MORGAN STANLEY SMITH BARNEY LLC|INVESTMENT ADVISOR|$21,750|—|$21,750|

| SIKICH CPA LLC|ACCOUNTANT/AUDITOR|$21,750|—|$21,750|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FIDELITY INVESTMENTS INSTITUTIONAL](https://planprovider.pro/provider/fidelity-investments) — RECORDKEEPER

- [MORGAN STANLEY SMITH BARNEY LLC](https://planprovider.pro/provider/morgan-stanley) — INVESTMENT ADVISOR

- [SIKICH CPA LLC](https://planprovider.pro/provider/sikich-cpa-llc) — ACCOUNTANT/AUDITOR

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $166,980

- **Estimated Expense Ratio:** 0.746% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$166,980|$21,750|—|$67,425|—|

| 2023|$96,841|$29,000|—|$10,000|—|

| 2022|$91,056|—|—|—|—|

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