# Pomperaug Woods, INC. 403(b) Plan
Source: https://planprovider.pro/companies/pomperaug-woods-inc-061073286-001

> Pomperaug Woods, INC.'s 403(b) plan: 172 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Pomperaug Woods, INC.

- **Sponsor EIN:** 061073286

- **Sponsor Address:** 80 HERITAGE ROAD, SOUTHBURY, CT, 06488

- **Plan Type:** 403(b)

- **Plan Number:** 001

- **Total Participants:** 172

- **Total Assets:** $3.2M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** Yes

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|172|$3.2M|$75,032|$248,174|

| 2023|146|$2.8M|$68,630|$230,439|

| 2022|125|$2.4M|$67,926|$234,821|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| PRINCIPAL LIFE INSURANCE COMPANY|Recordkeeper|$16,953|—|$16,953|

| WELLS THOMAS, LLC|Recordkeeper|$13,554|$2,468|$16,022|

| MORGAN STANLEY SMITH BARNEY LLC|Recordkeeper|—|$10,658|$10,658|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [MORGAN STANLEY SMITH BARNEY LLC](https://planprovider.pro/provider/jp-morgan-asset-management) — Recordkeeper

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $43,633

- **Estimated Expense Ratio:** 1.367% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$30,506|—|$30,506|—|—|

| 2023|$25,524|—|$25,524|—|—|

| 2022|$24,037|—|—|—|$24,037|

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