# Plumbers Local Union No. 1 Employee 401(K) Savings Plan DC Plan
Source: https://planprovider.pro/companies/plumbers-local-union-no-1-employee-401-k-savings-plan-plan

> Plumbers Local Union No. 1 Employee 401(K) Savings Plan's DC plan: 5,278 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Plumbers Local Union No. 1 Employee 401(K) Savings Plan

- **Sponsor EIN:** 133877439

- **Sponsor Address:** 50-02 5TH STREET, 2ND FLOOR, LONG ISLAND CITY, NY, 111015706

- **Plan Type:** DC

- **Total Participants:** 5,278

- **Total Assets:** $961.3M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|5,278|$961.3M|$30.0M|$21.3M|

| 2023|4,638|$873.1M|$30.7M|$21.7M|

| 2022|4,724|$744.2M|$32.1M|$23.4M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| EMPOWER ANNUITY INSURANCE COMPANY|NONE|$197,034|—|$197,034|

| O'DONOGHUE & O'DONOGHUE LLP|NONE|$109,430|—|$109,430|

| LINDA SCARPA|EMPLOYEE|$106,674|—|$106,674|

| MARIA FROGIERO|EMPLOYEE|$99,135|—|$99,135|

| ANAPA TRISTA GEORGE-CUMMINGS|EMPLOYEE|$88,003|—|$88,003|

| ROSA BERTOLINI|EMPLOYEE|$86,783|—|$86,783|

| ERICKA SIMPSON|EMPLOYEE|$86,623|—|$86,623|

| LAURIE KILLIEBREW|EMPLOYEE|$83,919|—|$83,919|

| DIANA PETRACCIONE|EMPLOYEE|$83,301|—|$83,301|

| WENDY SALVATIERRA|EMPLOYEE|$80,185|—|$80,185|

| MALKIA MCLUNE|EMPLOYEE|$79,735|—|$79,735|

| KATHLEEN SCARPA|EMPLOYEE|$74,652|—|$74,652|

| WALTER SARACENI|EMPLOYEE|$71,175|—|$71,175|

| BETSY PADGETT|EMPLOYEE|$70,973|—|$70,973|

| SAMANTHA TABALA|EMPLOYEE|$69,650|—|$69,650|

| GLORIA MATERON|EMPLOYEE|$69,529|—|$69,529|

| VIRGINIA & AMBINDER, LLP|NONE|$67,884|—|$67,884|

| SCHULTHEIS & PANETTIERI LLP|NONE|$62,031|—|$62,031|

| MEKETA INVESTMENT GROUP INC|NONE|$40,000|—|$40,000|

| YASMEEN MUSTAFA|EMPLOYEE|$33,262|—|$33,262|

| PREMIER TECHNOLOGY SOLUTIONS, INC.|NONE|$32,621|—|$32,621|

| NOVAK FRANCELLA, LLC|NONE|$30,200|—|$30,200|

| BNY MELLON|NONE|$27,438|—|$27,438|

| BRIDGEWAY BENEFIT TECHNOLOGIES, LLC|NONE|$24,832|—|$24,832|

| SEGAL SELECT INSURANCE SERVICES INC|NONE|—|$20,674|$20,674|

| KAUFF, MCGUIRE & MARGOLIS, LLP|NONE|$19,682|—|$19,682|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [SCHULTHEIS & PANETTIERI LLP](https://planprovider.pro/provider/schultheis-and-panettieri-llp) — NONE

- [NOVAK FRANCELLA, LLC](https://planprovider.pro/provider/novak-francella-llc) — NONE

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $1,815,425

- **Estimated Expense Ratio:** 0.189% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$1,656,250|$40,000|$197,034|$25,247|—|

| 2023|$1,525,576|$40,000|$204,125|$24,045|—|

| 2022|$1,587,125|$40,000|$206,673|—|$405,709|

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