# Plan Compliance Services, INC. 401(k) Plan
Source: https://planprovider.pro/companies/plan-compliance-services-inc-401k-plan-030

> Plan Compliance Services, INC.'s 401(k) plan: 1,167 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Plan Compliance Services, INC.

- **Sponsor EIN:** 593708427

- **Sponsor Address:** 2454 N. MCMULLENT BOOTH ROAD, SUITE, CLEARWATER, FL, 33759

- **Plan Type:** 401(k)

- **Total Participants:** 1,167

- **Total Assets:** $72.1M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|1,167|$72.1M|$3.3M|$6.5M|

| 2023|773|$54.7M|$1.4M|$2.7M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| AMERICAN PENSION SERVICES, LLC|CONTRACT ADMIN|$236,152|—|$236,152|

| EMPOWER ANNUITY INSURANCE COMPANY|RECORDKEEPER|$88,090|—|$88,090|

| SECURITIES AMERICA ADVISORS|INVESTMENT ADVISOR|$83,165|—|$83,165|

| CREATIVE PLANNING LLC|OTHER|$39,307|—|$39,307|

| MESIROW FINANCIAL INVESTMENT|OTHER|$7,519|—|$7,519|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $454,233

- **Estimated Expense Ratio:** 0.630% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$320,447|—|$320,447|—|—|

| 2023|$58,432|—|$58,432|—|—|

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