# Plan Compliance Services, INC. 401(k) Plan
Source: https://planprovider.pro/companies/plan-compliance-services-inc-401k-plan-013

> Plan Compliance Services, INC.'s 401(k) plan: 313 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Plan Compliance Services, INC.

- **Sponsor EIN:** 593708427

- **Sponsor Address:** 2454 N. MCMULLEN BOOTH ROAD, ST 431, CLEARWATER, FL, 33759

- **Plan Type:** 401(k)

- **Total Participants:** 313

- **Total Assets:** $11.0M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|313|$11.0M|$319,461|$1.1M|

| 2023|277|$9.7M|$246,212|$823,637|

| 2022|214|$6.4M|$207,070|$749,031|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| QBOX FIDUCIARY SOLUTIONS LLC|INVESTMENT ADVISOR,OTHER|$38,539|—|$38,539|

| AMERICAN PENSION SERVICES, LLC|CONTRACT ADMIN|$38,094|—|$38,094|

| EMPOWER ANNUITY INSURANCE COMPANY O|RECORDKEEPER|$21,734|—|$21,734|

| EMPOWER ADVISORY GROUP, LLC|INVESTMENT MANAGEMENT|$12,275|—|$12,275|

| FIRST ADVISORS NATIONAL LLC|INVESTMENT ADVISOR|$5,973|—|$5,973|

| SMITH & HOWARD,PC|Auditor|—|—|$0|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $116,615

- **Estimated Expense Ratio:** 1.062% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$109,949|—|$109,949|—|—|

| 2023|$73,702|—|$73,702|—|—|

| 2022|$210,612|—|$38,124|—|—|

## Similar Plans

- [Rialto Management Group, LLC](https://planprovider.pro/companies/rialto-management-group-llc-401k-plan) — 317 participants

- [Nesteggs Retirement Plan Services, INC.](https://planprovider.pro/companies/nesteggs-retirement-plan-services-inc-401k-plan-352) — 320 participants

- [Nesteggs Retirement Plan Services, INC.](https://planprovider.pro/companies/nesteggs-retirement-plan-services-inc-401k-plan-347) — 335 participants

- [Kobie Marketing, INC.](https://planprovider.pro/companies/kobie-marketing-inc-401k-plan) — 337 participants

- [Plan Compliance Services, INC.](https://planprovider.pro/companies/plan-compliance-services-inc-plan-034) — 373 participants

- [Plan Fiduciary Services, INC.](https://planprovider.pro/companies/plan-fiduciary-services-inc-401k-plan-007) — 375 participants

[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/plan-compliance-services-inc-401k-plan-013)

© 2026 PlanProvider.Pro