# Plan Compliance Services, INC. 401(k) Plan
Source: https://planprovider.pro/companies/plan-compliance-services-inc-401k-plan-008

> Plan Compliance Services, INC.'s 401(k) plan: 512 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Plan Compliance Services, INC.

- **Sponsor EIN:** 593708427

- **Sponsor Address:** 2454 N. MCMULLEN BOOTH ROAD, ST 431, CLEARWATER, FL, 33759

- **Plan Type:** 401(k)

- **Total Participants:** 512

- **Total Assets:** $5.0M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|512|$5.0M|$451,780|$985,165|

| 2023|537|$3.6M|$389,340|$799,378|

| 2022|560|$2.1M|$351,338|$727,158|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| OSWALD FINANCIAL|SERVICE PROVIDER|—|$20,744|$20,744|

| SMITH & HOWARD,PC|Auditor|—|—|$0|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $20,744

- **Estimated Expense Ratio:** 0.416% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$96,820|$3,270|$91,950|—|—|

| 2023|$56,310|—|$56,310|—|—|

| 2022|$33,149|—|—|—|$33,149|

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