# Phd, INC. 401(k) Plan
Source: https://planprovider.pro/companies/phd-inc-401k-plan-001

> Phd, INC.'s 401(k) plan: 209 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Phd, INC.

- **Sponsor EIN:** 351000183

- **Sponsor Address:** 9009 CLUBRIDGE DR., FORT WAYNE, IN, 46809

- **Plan Type:** 401(k)

- **Total Participants:** 209

- **Total Assets:** $41.7M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|209|$41.7M|$758,085|$1.6M|

| 2023|219|$38.9M|$762,596|$1.6M|

| 2022|223|$36.5M|$747,732|$1.6M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| EMPOWER ANNUITY INSURANCE COMPANY O|RECORDKEEPER|$33,059|—|$33,059|

| UBS FINANCIAL SERVICES INC|INVESTMENT ADVISOR|$16,681|—|$16,681|

| BADEN GAGE & SCHROEDER, LLC|OTHER|$10,500|—|$10,500|

| BADEN GAGE & SCHROEDER|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [BADEN GAGE & SCHROEDER](https://planprovider.pro/provider/baden-gage-and-schroeder-llc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $60,240

- **Estimated Expense Ratio:** 0.145% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$62,397|$18,838|—|—|—|

| 2023|$103,778|$61,365|—|—|—|

| 2022|$175,563|$146,766|$19,097|—|$8,500|

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