# Broadview Investments, LLC 401(k) Plan
Source: https://planprovider.pro/companies/pharma-tech-industries-401k-plan

> Broadview Investments, LLC's 401(k) plan: 188 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Broadview Investments, LLC

- **Sponsor EIN:** 202971461

- **Sponsor Address:** 545 OLD ELBERT RD, ROYSTON, GA, 30662

- **Plan Type:** 401(k)

- **Total Participants:** 188

- **Total Assets:** $9.6M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|188|$9.6M|$192,912|$482,846|

| 2023|282|$11.1M|$259,244|$620,619|

| 2022|320|$9.9M|$243,643|$603,296|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| MERRILL LYNCH PIERCE FENNER & SMITH|INVESTMENT PROVIDER|$18,631|—|$18,631|

| LINCOLN NATIONAL CORPORATION|SERVICE PROVIDER|$16,716|—|$16,716|

| EMPOWER|ADVISOR|$7,389|—|$7,389|

| ASCENSUS LLC|TPA|$3,831|$1,973|$5,804|

| FORVIS MAZARS, LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [LINCOLN NATIONAL CORPORATION](https://planprovider.pro/provider/lincoln-financial-group) — SERVICE PROVIDER

- [EMPOWER](https://planprovider.pro/provider/empower) — ADVISOR

- [ASCENSUS LLC](https://planprovider.pro/provider/ascensus-llc) — TPA

- [FORVIS MAZARS, LLP](https://planprovider.pro/provider/forvis-mazars-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $48,540

- **Estimated Expense Ratio:** 0.504% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$46,663|$18,631|$20,643|—|—|

| 2023|$56,596|—|$56,596|—|—|

| 2022|$51,225|—|$46,786|—|$4,439|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/pharma-tech-industries-401k-plan)

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