# Penumbra, INC. 401(k) Plan
Source: https://planprovider.pro/companies/penumbra-inc-401k-plan

> Penumbra, INC.'s 401(k) plan: 3,670 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Penumbra, INC.

- **Sponsor EIN:** 050605598

- **Sponsor Address:** 1 PENUMBRA PLACE, ALAMEDA, CA, 94502

- **Plan Type:** 401(k)

- **Total Participants:** 3,670

- **Total Assets:** $246.2M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|3,670|$246.2M|$7.0M|$28.6M|

| 2023|3,549|$190.5M|$6.6M|$26.7M|

| 2022|3,538|$138.0M|$6.7M|$24.9M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| EMPOWER ANNUITY INSURANCE COMPANY O|RECORDKEEPER|$431,457|—|$431,457|

| SAGEVIEW ADVISORY GROUP, LLC|INVESTMENT ADVISOR / INVESTMENT MGMT|$232,822|—|$232,822|

| WRIGHT FORD YOUNG & CO.|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [WRIGHT FORD YOUNG & CO.](https://planprovider.pro/provider/wright-ford-young-and-co) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $664,279

- **Estimated Expense Ratio:** 0.270% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$664,279|$232,822|—|—|—|

| 2023|$483,212|$182,454|—|—|—|

| 2022|$508,670|—|$508,670|—|—|

## Similar Plans

- [Applied Medical Resources Corp.](https://planprovider.pro/companies/applied-medical-resources-corp-401k-plan) — 3,683 participants

- [The Cooper Companies, INC.](https://planprovider.pro/companies/the-cooper-companies-inc-401k-plan) — 4,166 participants

- [Icu Medical, INC.](https://planprovider.pro/companies/icu-medical-inc-401k-plan) — 4,296 participants

- [Envista Holdings Corporation](https://planprovider.pro/companies/envista-holdings-corporation-401k-plan) — 3,032 participants

- [James R. Glidewell Dental Ceramics, INC.](https://planprovider.pro/companies/james-r-glidewell-dental-ceramics-inc-401k-plan) — 4,351 participants

- [Ortho Clinical Diagnostics](https://planprovider.pro/companies/ortho-clinical-diagnostics-401k-plan) — 2,548 participants

[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/penumbra-inc-401k-plan)

© 2026 PlanProvider.Pro