# Pelton Shepherd Industries 401(k) Plan
Source: https://planprovider.pro/companies/pelton-shepherd-industries-401k-plan

> Pelton Shepherd Industries's 401(k) plan: 152 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Pelton Shepherd Industries

- **Sponsor EIN:** 941551414

- **Sponsor Address:** 3120 W MARCH LN FL 1, STOCKTON, CA, 952192368

- **Plan Type:** 401(k)

- **Total Participants:** 152

- **Total Assets:** $3.1M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|152|$3.1M|$274,642|$236,640|

| 2023|155|$2.5M|$263,198|$197,592|

| 2022|140|$1.9M|$212,689|$166,020|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| JOHN HANCOCK LIFE INSURANCE CO|RECORDKEEPER|$13,557|—|$13,557|

| PAYCHEX, INC|RECORDKEEPER|$6,638|—|$6,638|

| ATHERTON & ASSOCIATES|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [JOHN HANCOCK LIFE INSURANCE CO](https://planprovider.pro/provider/john-hancock) — RECORDKEEPER

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $20,195

- **Estimated Expense Ratio:** 0.647% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$29,641|$1,158|$27,910|—|—|

| 2023|$30,278|—|—|—|—|

| 2022|$22,650|$284|$17,776|—|$4,590|

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