# Pathways, INC. 401(k) Plan
Source: https://planprovider.pro/companies/pathways-inc-401k-plan-001-1987

> Pathways, INC.'s 401(k) plan: 668 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Pathways, INC.

- **Sponsor EIN:** 610661987

- **Sponsor Address:** 1212 BATH AVENUE, ASHLAND, KY, 41105

- **Plan Type:** 401(k)

- **Total Participants:** 668

- **Total Assets:** $28.7M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|668|$28.7M|$1.5M|$1.2M|

| 2023|689|$25.3M|$1.3M|$1.0M|

| 2022|592|$23.3M|$1.0M|$823,556|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| TRINITY PENSION CONSULTANTS INC|CONTRACT ADMIN|$37,378|—|$37,378|

| EMPOWER ANNUITY INSURANCE COMPANY|RECORDKEEPER|$35,742|—|$35,742|

| MORGAN STANLEY SMITH BARNEY LLC|BROKER/ADVISOR|—|$12,418|$12,418|

| ENVESTNET RETIREMENT SOLUTIONS, LLC|INVESTMENT ADVISOR|$11,697|—|$11,697|

| RAYMOND JAMES & ASSOCIATES INC|INVESTMENT ADVISOR|$11,188|—|$11,188|

| EMPOWER ADVISORY GROUP, LLC|INVESTMENT MGMT|$8,212|—|$8,212|

| MORGAN STANLEY INSURANCE SERVICES|BROKER/ADVISOR|—|$6,153|$6,153|

| GRIFFITH, DELANEY, HILLMAN, & LETT|Auditor|—|—|$0|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $122,788

- **Estimated Expense Ratio:** 0.427% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$81,412|—|$81,412|—|—|

| 2023|$925,181|$41,965|$127,885|—|—|

| 2022|$143,435|$35,947|$107,488|—|—|

## Similar Plans

- [University Of Louisville Physicians, INC.](https://planprovider.pro/companies/university-of-louisville-physicians-inc-plan) — 421 participants

- [Big Sandy Health Care, INC](https://planprovider.pro/companies/big-sandy-health-care-inc-403b-plan) — 352 participants

- [University Of Louisville Physicians, INC.](https://planprovider.pro/companies/university-of-louisville-physicians-inc-401k-plan) — 3,232 participants

[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/pathways-inc-401k-plan-001-1987)

© 2026 PlanProvider.Pro