# Paloma Partners Management Company 401(k) Plan
Source: https://planprovider.pro/companies/paloma-partners-management-company-401k-plan

> Paloma Partners Management Company's 401(k) plan: 72 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Paloma Partners Management Company

- **Sponsor EIN:** 133145891

- **Sponsor Address:** 2 AMERICAN LANE, GREENWICH, CT, 068312559

- **Plan Type:** 401(k)

- **Total Participants:** 72

- **Total Assets:** $80.8M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|72|$80.8M|$557,437|$1.6M|

| 2023|56|$80.7M|$1.4M|$1.7M|

| 2022|61|$74.2M|$1.3M|$1.6M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| ERNST AND YOUNG LLP|Auditor|$18,000|—|$18,000|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [ERNST AND YOUNG LLP](https://planprovider.pro/provider/ernst-and-young-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $18,000

- **Estimated Expense Ratio:** 0.022% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$43,368|—|$25,368|$18,000|—|

| 2023|$30,393|$10,000|$20,393|—|—|

| 2022|$5,151|—|—|—|—|

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