# Orthopedic Associates Of Sw Ohio INC. DC Plan
Source: https://planprovider.pro/companies/orthopedic-associates-of-sw-ohio-inc-plan-001

> Orthopedic Associates Of Sw Ohio INC.'s DC plan: 145 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Orthopedic Associates Of Sw Ohio INC.

- **Sponsor EIN:** 262292026

- **Sponsor Address:** 6551 CENTERVILLE BUSINESS PKWY, CENTERVILLE, OH, 45459

- **Plan Type:** DC

- **Total Participants:** 145

- **Total Assets:** $34.1M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|145|$34.1M|$433,485|$873,862|

| 2023|147|$29.6M|$1.6M|$838,427|

| 2022|138|$25.8M|$1.4M|$708,384|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| UBS FINANCIAL SERVICES, INC|INVESTMENT ADVISOR|$68,221|—|$68,221|

| AMERIPRISE FINANCIAL SERVICES|INVESTMENT ADVISOR|$64,247|—|$64,247|

| MORGAN STANLEY SMITH BARNEY|INVESTMENT ADVISOR|$34,799|—|$34,799|

| MERRILL LYNCH PIERCE FENNER & SMITH|INVESTMENT ADVISOR|$27,391|—|$27,391|

| EMPOWER ANNUITY INSURANCE CO|RECORDKEEPER|$19,511|—|$19,511|

| KEY BANK NATIONAL ASSOCIATION|INVESTMENT ADVISOR|$13,236|—|$13,236|

| EMPOWER ADVISORY GROUP|INVESTMENT MANAGEMENT|$12,728|—|$12,728|

| FLAGEL HUBER FLAGEL|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FLAGEL HUBER FLAGEL](https://planprovider.pro/provider/flagel-huber-flagel) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $240,133

- **Estimated Expense Ratio:** 0.705% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$249,299|$221,758|—|—|—|

| 2023|$209,945|$188,770|—|—|—|

| 2022|$205,207|$205,207|—|—|—|

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