# Opus One Winery, LLC 401(k) Plan
Source: https://planprovider.pro/companies/opus-one-winery-llc-401k-plan

> Opus One Winery, LLC's 401(k) plan: 120 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Opus One Winery, LLC

- **Sponsor EIN:** 680235610

- **Sponsor Address:** 7900 ST. HELENA HIGHWAY PO BOX 6, OAKVILLE, CA, 94562

- **Plan Type:** 401(k)

- **Total Participants:** 120

- **Total Assets:** $25.3M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** Yes

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|120|$25.3M|$791,639|$1.3M|

| 2023|109|$21.9M|$773,399|$1.1M|

| 2022|112|$19.8M|$676,297|$1.1M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| EMPOWER ADVISORY GROUP, LLC|INVESTMENT MGMT|$55,444|—|$55,444|

| NEWFRONT RETIREMENT SERVICES, INC.|INVESTMENT ADVISOR|$47,748|—|$47,748|

| EMPOWER ANNUITY INSURANCE COMPANY O|RECORDKEEPER|$6,896|—|$6,896|

| BAKER TILLY US, LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [BAKER TILLY US, LLP](https://planprovider.pro/provider/baker-tilly-us-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $110,088

- **Estimated Expense Ratio:** 0.436% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$110,088|$103,192|—|—|—|

| 2023|$102,108|$100,042|—|—|—|

| 2022|$117,832|—|$117,832|—|—|

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