# Optima Tax Relief, LLC 401(k) Plan
Source: https://planprovider.pro/companies/optima-tax-relief-llc-401k-plan

> Optima Tax Relief, LLC's 401(k) plan: 363 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Optima Tax Relief, LLC

- **Sponsor EIN:** 272793788

- **Sponsor Address:** 6 HUTTON CENTRE DRIVE, SANTA ANA, CA, 92707

- **Plan Type:** 401(k)

- **Total Participants:** 363

- **Total Assets:** $15.9M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|363|$15.9M|$432,472|$1.5M|

| 2023|337|$13.1M|$426,277|$1.4M|

| 2022|509|$10.7M|$437,247|$1.6M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| TRANSAMERICA RETIREMENT SOLUTIONS|RECORDKEEPER|$48,029|—|$48,029|

| GIBBS WEALTH MANAGEMENT, LLC|INVESTMENT ADVISORY-PLAN|$22,484|—|$22,484|

| FIDUCIARY OUTSOURCING, LLC DBA PMA|PLAN ADMINISTRATOR|$20,942|—|$20,942|

| PENSIONMARK FINANCIAL GROUP LLC|INVESTMENT ADVISORY-PLAN|$10,379|—|$10,379|

| PENSIONMARK SECURITIES|INVESTMENT ADVISORY-PLAN|$9,559|—|$9,559|

| CBIZ CPAS P.C.|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [TRANSAMERICA RETIREMENT SOLUTIONS](https://planprovider.pro/provider/transamerica) — RECORDKEEPER

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $111,393

- **Estimated Expense Ratio:** 0.700% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$111,122|—|$111,122|—|—|

| 2023|$68,640|—|$65,217|—|—|

| 2022|$48,823|—|$48,823|—|—|

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