# Oppenheimer & Co. INC 401(k) Plan
Source: https://planprovider.pro/companies/oppenheimer-co-inc-401k-plan

> Oppenheimer & Co. INC's 401(k) plan: 2,914 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Oppenheimer & Co. INC

- **Sponsor EIN:** 135657518

- **Sponsor Address:** 85 BROAD STREET, NEW YORK, NY, 10004

- **Plan Type:** 401(k)

- **Total Participants:** 2,914

- **Total Assets:** $700.1M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|2,914|$700.1M|$4.9M|$34.6M|

| 2023|2,852|$603.0M|$4.3M|$32.1M|

| 2022|2,814|$516.8M|$4.2M|$30.6M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| JOHN HANCOCK|RETAINED BY CLIENT|$63,591|—|$63,591|

| PLANTE & MORAN|RETAINED BY CLIENT|$54,200|—|$54,200|

| SB & COMPANY LLC|Auditor|$54,200|—|$54,200|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [JOHN HANCOCK](https://planprovider.pro/provider/john-hancock) — RETAINED BY CLIENT

- [PLANTE & MORAN](https://planprovider.pro/provider/plante-and-moran-pllc) — RETAINED BY CLIENT

- [SB & COMPANY LLC](https://planprovider.pro/provider/sb-and-company-llc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $171,991

- **Estimated Expense Ratio:** 0.025% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$117,791|—|$63,591|$54,200|—|

| 2023|$96,421|$47,625|$48,796|—|—|

| 2022|$117,869|$100|$72,769|—|$45,000|

## Similar Plans

- [Cantor Fitzgerald LP And Bgc Group INC As Co-Sponsors](https://planprovider.pro/companies/cantor-fitzgerald-l-p-and-bgc-partners-inc-as-co-sponsors-401k-plan) — 2,296 participants

- [Jane Street Group, LLC](https://planprovider.pro/companies/jane-street-group-llc-401k-plan) — 1,728 participants

- [Tp Icap Americas Holdings INC.](https://planprovider.pro/companies/tp-icap-americas-holdings-inc-401k-plan) — 1,323 participants

- [Tradeweb Markets LLC](https://planprovider.pro/companies/tradeweb-markets-llc-401k-plan) — 1,016 participants

- [Credit Agricole Corporate And Investment Bank](https://planprovider.pro/companies/credit-agricole-corporate-and-investment-bank-401k-plan) — 857 participants

- [Natixis North America LLC](https://planprovider.pro/companies/natixis-north-america-llc-401k-plan) — 849 participants

[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/oppenheimer-co-inc-401k-plan)

© 2026 PlanProvider.Pro