# Operating Engineers Local 428 Annuity Trust Fund DC Plan
Source: https://planprovider.pro/companies/operating-engineers-local-428-annuity-trust-fund-plan

> Operating Engineers Local 428 Annuity Trust Fund's DC plan: 8,185 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Operating Engineers Local 428 Annuity Trust Fund

- **Sponsor EIN:** 866025732

- **Sponsor Address:** 2550 W UNION HILLS DR STE 290, PHOENIX, AZ, 850275198

- **Plan Type:** DC

- **Total Participants:** 8,185

- **Total Assets:** $313.5M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|8,185|$313.5M|$16.8M|$0|

| 2023|7,789|$291.3M|$17.0M|$0|

| 2022|7,670|$256.4M|$13.5M|$0|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| BALDWIN MOFFITT BEHM LLP|Auditor|$21,982|—|$21,982|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $21,982

- **Estimated Expense Ratio:** 0.007% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$766,206|$497,026|$59,442|$21,982|—|

| 2023|$914,784|$624,799|$55,816|$32,249|—|

| 2022|$1,004,675|$625,062|$123,891|—|$131,247|

## Similar Plans

- [Board Of Trustees Arizona Laborers & Teamsters Annuity Plan](https://planprovider.pro/companies/board-of-trustees-arizona-laborers-teamsters-annuity-plan-plan) — 2,566 participants

- [Dbm Global INC.](https://planprovider.pro/companies/dbm-global-inc-401k-plan) — 2,128 participants

- [Operating Engineers Local 428 Pension Trust](https://planprovider.pro/companies/operating-engineers-local-428-pension-trust-plan) — 1,577 participants

- [Nxg, LLC](https://planprovider.pro/companies/nxg-llc-401k-plan) — 1,332 participants

- [Wallcor INC.](https://planprovider.pro/companies/wallcor-inc-401k-plan) — 1,119 participants

- [Bot Operative Plasterers And Cement Masons Local 394 Dc](https://planprovider.pro/companies/bot-operative-plasterers-and-cement-mason-local-394-dc-plan) — 641 participants

[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/operating-engineers-local-428-annuity-trust-fund-plan)

© 2026 PlanProvider.Pro