# Ocusun, LLC 401(k) Plan
Source: https://planprovider.pro/companies/ocusun-llc-401k-plan

> Ocusun, LLC's 401(k) plan: 315 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Ocusun, LLC

- **Sponsor EIN:** 263976373

- **Sponsor Address:** 150 ALAMEDA DEL PRADO, NOVATO, CA, 94949

- **Plan Type:** 401(k)

- **Total Participants:** 315

- **Total Assets:** $12.9M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|315|$12.9M|$1.7M|$2.7M|

| 2023|257|$7.9M|$1.2M|$1.8M|

| 2022|197|$6.0M|$881,481|$1.4M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| EMPOWER ANNUITY INS CO OF AMERICA|RECORDKEEPER|$77,304|—|$77,304|

| KESTRA INVESTMENT SERVICES LLC|BROKER / ADVISOR|—|$30,492|$30,492|

| CBIZ BENEFITS & INS SERVICES|CONTRACT ADMIN|$9,675|$10,228|$19,903|

| CAROLYN A. MAYES CPA|Auditor|—|—|$0|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $127,699

- **Estimated Expense Ratio:** 0.992% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$84,669|—|$74,324|—|—|

| 2023|$63,660|—|$52,095|—|—|

| 2022|$39,707|—|$39,707|—|—|

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