# Novartis Corporation 401(k) Plan
Source: https://planprovider.pro/companies/novartis-corporation-131834433-300

> Novartis Corporation's 401(k) plan: 0 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Novartis Corporation

- **Sponsor EIN:** 131834433

- **Sponsor Address:** ONE HEALTH PLAZA, EAST HANOVER, NJ, 07936

- **Plan Type:** 401(k)

- **Plan Number:** 300

- **Total Participants:** 0

- **Total Assets:** $1.8B

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|0|$1.8B|$0|$0|

| 2023|0|$2.0B|$0|$0|

| 2022|0|$2.0B|$0|$0|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| ARROWSTREET CAPITAL LIMITED PARTNER|Other Service Provider|$1,246,528|—|$1,246,528|

| FID INV INST OPS CO|Recordkeeper|$910,651|—|$910,651|

| TCW ASSET MGMT CO|Other Service Provider|$509,862|—|$509,862|

| TOWERS WATSON DELAWARE INC|Actuary|$465,850|—|$465,850|

| LOS ANGELES CAPITAL MANAGEMENT|Other Service Provider|$458,614|—|$458,614|

| STATE STREET BANK AND TRUST COMPANY|Custodian / Trustee|$360,824|—|$360,824|

| ALBOURNE AMERICA, LLC|Other Service Provider|$242,833|—|$242,833|

| MERCER INVESTMENT CONSULTING, INC|Investment Advisor|$234,060|—|$234,060|

| CAPITAL GUARDIAN TRUST|Other Service Provider|$231,977|—|$231,977|

| HUBER CAPITAL MANAGEMENT|Other Service Provider|$211,042|—|$211,042|

| FIDELITY INST ASSET MANAGEMENT TR|Other Service Provider|$179,017|—|$179,017|

| METROPOLITAN LIFE INS. CO.|Other Service Provider|$178,704|—|$178,704|

| STATE STREET GLOBAL ADVISORS|Custodian / Trustee|$83,812|—|$83,812|

| EVESTMENT CONSULTING|Other Service Provider|$21,305|—|$21,305|

| PARTNERS GROUP USA, INC|Other Service Provider|$11,250|—|$11,250|

| METROPOLITAN INSURANCE COMPANY|Other Service Provider|$6,643|—|$6,643|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FID INV INST OPS CO](https://planprovider.pro/provider/fidelity-investments) — Recordkeeper

- [TOWERS WATSON DELAWARE INC](https://planprovider.pro/provider/lincoln-financial-group) — Actuary

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $5,352,972

- **Estimated Expense Ratio:** 0.306% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$16,318,864|$3,615,647|—|—|—|

| 2023|$19,037,054|$2,311,857|—|—|—|

| 2022|$16,715,447|$1,696,505|—|—|$728,831|

## Similar Plans

- [Net2source INC.](https://planprovider.pro/companies/net2source-inc-401k-plan) — 420 participants

- [Novartis Corporation](https://planprovider.pro/companies/novartis-corporation-131834433-400) — 0 participants

- [Sanofi-Aventis Us LLC](https://planprovider.pro/companies/sanofi-aventis-us-llc-263494110-001) — 0 participants

- [Unilever United States, INC.](https://planprovider.pro/companies/unilever-united-states-inc-043458687-002) — 0 participants

- [Access General Partner LLC](https://planprovider.pro/companies/access-general-partner-llc-203684992-001) — 0 participants

- [Access General Partner LLC](https://planprovider.pro/companies/access-general-partner-llc-203686192-001) — 0 participants

[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/novartis-corporation-131834433-300)

© 2026 PlanProvider.Pro