# Norton Lilly International Us 401(k) Plan
Source: https://planprovider.pro/companies/norton-lilly-international-us-401k-plan

> Norton Lilly International Us's 401(k) plan: 475 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Norton Lilly International Us

- **Sponsor EIN:** 331867440

- **Sponsor Address:** ONE STREET LOUIS CENTRE, MOBILE, AL, 36602

- **Plan Type:** 401(k)

- **Total Participants:** 475

- **Total Assets:** $43.5M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|475|$43.5M|$687,093|$3.2M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| ADP, INC.|RECORD KEEPER|$85,861|—|$85,861|

| MERRILL LYNCH PIERCE FENNER & SMITH|INVESTMENT ADVISOR|$42,082|$905|$42,987|

| SMITH DUKES & BUCKALEW LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [ADP, INC.](https://planprovider.pro/provider/adp-retirement-services) — RECORD KEEPER

- [SMITH DUKES & BUCKALEW LLP](https://planprovider.pro/provider/smith-dukes-and-buckalew-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $128,848

- **Estimated Expense Ratio:** 0.296% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$127,943|$85,861|—|—|—|

## Similar Plans

- [Norton Lilly International, INC.](https://planprovider.pro/companies/norton-lilly-international-inc-401k-plan) — 473 participants

- [The Cooper Group, INC.](https://planprovider.pro/companies/the-cooper-group-inc-401k-plan) — 926 participants

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