# Nomura Securities International, INC. 401(k) Plan
Source: https://planprovider.pro/companies/nomura-securities-international-inc-401k-plan

> Nomura Securities International, INC.'s 401(k) plan: 2,190 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Nomura Securities International, INC.

- **Sponsor EIN:** 132642206

- **Sponsor Address:** WORLD WIDE PLAZA, NEW YORK, NY, 10019

- **Plan Type:** 401(k)

- **Total Participants:** 2,190

- **Total Assets:** $1.2B

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|2,190|$1.2B|$37.9M|$34.5M|

| 2023|2,107|$1.0B|$34.9M|$32.7M|

| 2022|1,923|$848.2M|$29.8M|$28.8M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| THE VANGUARD GROUP, INC.|NONE|$286,071|—|$286,071|

| VANGUARD ADVISERS INC.|NONE|$172,928|—|$172,928|

| MITCHELL & TITUS|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [THE VANGUARD GROUP, INC.](https://planprovider.pro/provider/the-vanguard-group-inc) — NONE

- [VANGUARD ADVISERS INC.](https://planprovider.pro/provider/the-vanguard-group-inc) — NONE

- [MITCHELL & TITUS](https://planprovider.pro/provider/mitchell-and-titus-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $458,999

- **Estimated Expense Ratio:** 0.038% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$455,598|—|—|—|—|

| 2023|$450,375|—|—|—|—|

| 2022|$361,630|—|—|—|—|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/nomura-securities-international-inc-401k-plan)

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