# Neuberger Berman Investment Advisers LLC 401(k) Plan
Source: https://planprovider.pro/companies/neuberger-berman-investment-advisers-llc-844332954-001

> Neuberger Berman Investment Advisers LLC's 401(k) plan: 0 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Neuberger Berman Investment Advisers LLC

- **Sponsor EIN:** 844332954

- **Sponsor Address:** 190 SOUTH LASALLE STREET, CHICAGO, IL, 60603

- **Plan Type:** 401(k)

- **Plan Number:** 001

- **Total Participants:** 0

- **Total Assets:** $803.2M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|0|$803.2M|$0|$0|

| 2023|0|$715.9M|$0|$0|

| 2022|0|$482.6M|$0|$0|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| NEUBERGER BERMAN INVESTMENT ADVISER|Other Service Provider|$1,567,857|—|$1,567,857|

| U.S. BANCORP FUND SERVICES LLC|Other Service Provider|$284,063|—|$284,063|

| US BANK CORPORATE TRUST SERVICES|Custodian / Trustee|$123,954|—|$123,954|

| ERNST & YOUNG|Other Service Provider|$61,744|—|$61,744|

| PRICEWATERHOUSECOOPERS LLP|Auditor|$35,674|—|$35,674|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [US BANK CORPORATE TRUST SERVICES](https://planprovider.pro/provider/john-hancock) — Custodian / Trustee

- [PRICEWATERHOUSECOOPERS LLP](https://planprovider.pro/provider/pricewaterhousecoopers-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $2,073,292

- **Estimated Expense Ratio:** 0.258% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$2,227,085|$1,589,960|$359,650|$61,744|—|

| 2023|$1,612,554|$1,228,146|$226,680|$61,744|—|

| 2022|$1,270,578|$906,684|$186,605|—|$67,244|

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