# Neptune Trading Group 401(k) Plan
Source: https://planprovider.pro/companies/neptune-trading-group-401k-plan

> Neptune Trading Group's 401(k) plan: 127 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Neptune Trading Group

- **Sponsor EIN:** 050447141

- **Sponsor Address:** 130 BELLEVUE AVENUE, NEWPORT, RI, 02840

- **Plan Type:** 401(k)

- **Total Participants:** 127

- **Total Assets:** $5.3M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|127|$5.3M|$384,651|$394,200|

| 2023|121|$3.8M|$317,651|$328,487|

| 2022|94|$2.7M|$233,520|$154,674|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| KAHN, LITWIN, RENZA & CO., LTD.|Auditor|—|—|$0|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $0

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$47,601|$40,896|—|—|—|

| 2023|—|—|—|—|—|

| 2022|—|—|—|—|—|

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