# National Equity Fund INC. 401(k) Plan
Source: https://planprovider.pro/companies/national-equity-fund-inc-401k-plan

> National Equity Fund INC.'s 401(k) plan: 209 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** National Equity Fund INC.

- **Sponsor EIN:** 363490231

- **Sponsor Address:** 540 W. MADISON ST., SUITE 1900, CHICAGO, IL, 60661

- **Plan Type:** 401(k)

- **Total Participants:** 209

- **Total Assets:** $91.6M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|209|$91.6M|$2.8M|$2.6M|

| 2023|194|$77.0M|$2.5M|$2.3M|

| 2022|182|$65.9M|$2.3M|$2.3M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| PLANTE & MORAN, PLLC|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [PLANTE & MORAN, PLLC](https://planprovider.pro/provider/plante-and-moran-pllc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $0

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$123,476|$83,302|$40,174|—|—|

| 2023|$102,949|$69,952|$32,997|—|—|

| 2022|$136,809|$103,800|$33,009|—|—|

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