# Mullen & Filippi, LLP 401(k) Plan
Source: https://planprovider.pro/companies/mullen-filippi-llp-401k-plan

> Mullen & Filippi, LLP's 401(k) plan: 126 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Mullen & Filippi, LLP

- **Sponsor EIN:** 941125789

- **Sponsor Address:** 1435 RIVER PARK DRIVE, SUITE 300, SACRAMENTO, CA, 95815

- **Plan Type:** 401(k)

- **Total Participants:** 126

- **Total Assets:** $20.5M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|126|$20.5M|$199,506|$1.1M|

| 2023|124|$18.3M|$9,132|$854,616|

| 2022|120|$18.4M|$238,076|$893,772|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| CAPFINANCIAL PARTNERS LLC|INVESTMENT ADVISOR|$37,783|—|$37,783|

| JOHN HANCOCK RETIREMENT PLAN SVCS|CONTRACT ADMINISTRATOR|$14,968|—|$14,968|

| GILBERT CPAS|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [JOHN HANCOCK RETIREMENT PLAN SVCS](https://planprovider.pro/provider/john-hancock) — CONTRACT ADMINISTRATOR

- [GILBERT CPAS](https://planprovider.pro/provider/gilbert-cpas) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $52,751

- **Estimated Expense Ratio:** 0.257% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$52,751|$39,026|$13,725|—|—|

| 2023|$57,327|$40,243|$17,084|—|—|

| 2022|$59,029|$47,334|$11,695|—|—|

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