# Moody Insurance Agency, INC. 401(k) Plan
Source: https://planprovider.pro/companies/moody-insurance-agency-inc-840622206-001

> Moody Insurance Agency, INC.'s 401(k) plan: 130 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Moody Insurance Agency, INC.

- **Sponsor EIN:** 840622206

- **Sponsor Address:** 8055 E TUFTS AVENUE, DENVER, CO, 80237

- **Plan Type:** 401(k)

- **Plan Number:** 001

- **Total Participants:** 130

- **Total Assets:** $18.6M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|130|$18.6M|$300,000|$1.1M|

| 2023|123|$16.7M|$300,000|$933,271|

| 2022|120|$14.5M|$350,000|$863,396|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| WAKEFIELD ASSET MANAGEMENT|Other Service Provider|$58,981|—|$58,981|

| ASCENSUS LLC|Other Service Provider|$16,005|$356|$16,361|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $75,342

- **Estimated Expense Ratio:** 0.404% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$74,986|$58,981|$16,005|—|—|

| 2023|$74,550|$56,607|$17,863|—|—|

| 2022|$97,792|$67,033|$17,134|—|—|

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