# Maxim Group, LLC 401(k) Plan
Source: https://planprovider.pro/companies/maxim-group-llc-401k-plan

> Maxim Group, LLC's 401(k) plan: 173 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Maxim Group, LLC

- **Sponsor EIN:** 043640096

- **Sponsor Address:** 100 CROSSWAYS PARK DRIVE WEST, WOODBURY, NY, 11797

- **Plan Type:** 401(k)

- **Total Participants:** 173

- **Total Assets:** $78.0M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|173|$78.0M|$136,836|$2.5M|

| 2023|186|$72.2M|$200,882|$2.6M|

| 2022|189|$64.3M|$261,732|$2.7M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| CITRIN COOPEMAN & COMPANY LLP|Auditor|—|—|$0|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $0

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$118,795|—|$118,795|—|—|

| 2023|$105,456|—|$105,456|—|—|

| 2022|$107,714|—|$106,964|—|$750|

## Similar Plans

- [Brean Capital, LLC](https://planprovider.pro/companies/brean-capital-llc-401k-plan) — 173 participants

- [Development Corporation For Israel](https://planprovider.pro/companies/development-corporation-for-israel-401k-plan) — 165 participants

- [David Lerner Associates, INC.](https://planprovider.pro/companies/david-lerner-associates-inc-401k-plan) — 163 participants

- [Iex Group, INC](https://planprovider.pro/companies/iex-group-inc-401k-plan) — 162 participants

- [Fred Alger & Company, LLC](https://planprovider.pro/companies/fred-alger-company-llc-401k-plan) — 162 participants

- [Deerfield Management Company, LP](https://planprovider.pro/companies/deerfield-management-company-lp-401k-plan) — 185 participants

[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/maxim-group-llc-401k-plan)

© 2026 PlanProvider.Pro