# Marx/Okubo Associates, Ltd. 401(k) Plan
Source: https://planprovider.pro/companies/marx-okubo-associates-ltd-401k-plan

> Marx/Okubo Associates, Ltd.'s 401(k) plan: 211 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Marx/Okubo Associates, Ltd.

- **Sponsor EIN:** 840887811

- **Sponsor Address:** 455 SHERMAN ST. #200, DENVER, CO, 802034428

- **Plan Type:** 401(k)

- **Total Participants:** 211

- **Total Assets:** $39.3M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|211|$39.3M|$726,931|$2.4M|

| 2023|222|$33.1M|$751,133|$2.5M|

| 2022|237|$26.0M|$739,921|$2.5M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| STANCORP FINANCIAL GROUP|NONE|$15,365|$49,493|$64,858|

| CHARLES SCHWAB|NONE|—|$18,674|$18,674|

| PLANTE & MORAN, PLLC|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [STANCORP FINANCIAL GROUP](https://planprovider.pro/provider/charles-schwab-and-co-inc) — NONE

- [CHARLES SCHWAB](https://planprovider.pro/provider/charles-schwab-and-co-inc) — NONE

- [PLANTE & MORAN, PLLC](https://planprovider.pro/provider/plante-and-moran-pllc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $83,532

- **Estimated Expense Ratio:** 0.213% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$15,646|—|$15,646|—|—|

| 2023|$12,827|—|$12,827|—|—|

| 2022|$8,062|—|$8,062|—|—|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/marx-okubo-associates-ltd-401k-plan)

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