# Macquarie Holdings (U.S.A.) INC. 401(k) Plan
Source: https://planprovider.pro/companies/macquarie-holdings-u-s-a-inc-401k-plan

> Macquarie Holdings (U.S.A.) INC.'s 401(k) plan: 2,294 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Macquarie Holdings (U.S.A.) INC.

- **Sponsor EIN:** 133789912

- **Sponsor Address:** 660 5TH AVE, NEW YORK, NY, 10103

- **Plan Type:** 401(k)

- **Total Participants:** 2,294

- **Total Assets:** $720.7M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|2,294|$720.7M|$17.0M|$39.4M|

| 2023|2,432|$599.5M|$17.0M|$38.3M|

| 2022|2,280|$470.4M|$14.1M|$32.7M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| FIDELITY INVESTMENTS INSTITUTIONAL|RECORDKEEPER|$184,630|—|$184,630|

| STRATEGIC ADVISORS, INC.|ADVISOR|$139,054|—|$139,054|

| MERCER INVESTMENTS LLC|CONSULTANT|$110,000|—|$110,000|

| PRICE WATER HOUSE CO|CONSULTANT|$109,968|—|$109,968|

| ARNOLD & PORTER KAYE SCHOLER|ATTORNEY/LEGAL|$43,484|—|$43,484|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FIDELITY INVESTMENTS INSTITUTIONAL](https://planprovider.pro/provider/fidelity-investments) — RECORDKEEPER

- [STRATEGIC ADVISORS, INC.](https://planprovider.pro/provider/creative-planning) — ADVISOR

- [PRICE WATER HOUSE CO](https://planprovider.pro/provider/pricewaterhousecoopers-llp) — CONSULTANT

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $587,136

- **Estimated Expense Ratio:** 0.081% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$587,135|$139,054|—|—|—|

| 2023|$425,589|$104,377|—|—|—|

| 2022|$115,813|$73,916|—|—|—|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/macquarie-holdings-u-s-a-inc-401k-plan)

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